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SERIES 65 Class

  • 130 Questions
  • Passing Score: 94/130 = 72%

The FINRA Series 65 exam, called the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment advice and services. It is meant to qualify the candidate to become an investment adviser representative. Morton Barber Learning Center offers several different training options to complete this course and to get certified. Continuing Education (CE) is also available for this course.