September 2018
SERIES 65 Class 130 Questions Passing Score: 94/130 = 72% The FINRA Series 65 exam, called the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment [...]
Find out moreNovember 2018
SERIES 65 Class 130 Questions Passing Score: 94/130 = 72% The FINRA Series 65 exam, called the Uniform Investment Adviser Law Examination, covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment [...]
Find out more