NASAA Series 65 – Uniform Investment Adviser Law Exam
The FINRA Series 65 exam covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment advice and services. It is meant to qualify the candidate to become an investment adviser representative.
You can now receive 24 hours of CE Credit while attending the full time frame of the Series 65 Course if you are already licensed with A National Producer # on day 1 of class.
An additional fee is required for this service.
Duration: 180 Minutes130 QuestionsCost: $165
Passing Score: 72%
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