• Series 65 Class

    $367.95$690.00

    Series 65 Class

    NASAA Series 65 - Uniform Investment Adviser Law Exam The FINRA Series 65 exam covers laws, regulations, ethics and topics such as retirement planning, portfolio management strategies and fiduciary responsibilities. It is one of the exams required by many states in order to charge a fee for investment advice and services. It is meant to qualify the candidate to become an investment adviser representative.   This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident & Health and/or Property & Casualty license as of the first day of class.  An additional fee would apply.
     

    Exam Details

    Duration: 180 Minutes
    130 Questions
    Cost: $165
    Passing Score:  72%

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  • Series 6 Top-Off Class

    $347.95$572.95

    Series 6 Top-Off Class

    Series 6 FINRA Series 6 Top-Off - Investment Company and Variable Contracts Products Representative Examination The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment company and variable contract products representative, including sales of mutual funds and variable annuities. The FINRA Series 6 Top-Off securities license is required for Registered Reps to sell Mutual Funds, Variable Life Insurance and Variable Annuities.  Classes fill quickly – please enroll early. This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident & Health and/or Property & Casualty license as of the first day of class.  An additional fee would apply.

    Series 6 Top Off Exam Details:

    • Duration: 90 Minutes
    • 50 Scored Questions
    • Exam Cost: $40
    • Passing Score: 70%

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  • Series 7 Top-Off Class

    $472.95$677.95

    Series 7 Top Off Class

    Series 7 FINRA Series 7 Top-Off - General Securities Representative Examination The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities. The FINRA Series 7 examination is required in order for a securities representative to sell corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.
    This course is approved for 24 hours of Continuing Education, including Ethics, for those with an active Life, Accident & Health and/or Property & Casualty license as of the first day of class.  An additional fee would apply.

    Class is from 8:00 am - 5:00 pm daily

    Series 7 Top Off Exam Details:

    Duration: 3 Hours, 45 Minutes

    125 Scored Questions

    Exam Cost: $245

    Passing Score: 72%

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