Series 24 Class2018-09-27T12:45:21+00:00

Series 24 Class

 

The Series 24 exam—the General Securities Principal Qualification Examination (GP)—assesses the competency of an entry-level general securities principal candidate to perform his or her job as a general securities principal.

 

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer.

 

The Series 24 contains 150 scored questions & an additional 10 unscored pretest questions.

Passing Score: 70 %

A general securities principal’s supervisory responsibilities are governed by the limitations of his or her representative level registrations. Covered supervisory activities include regulatory compliance over:

  • Trading
  • Market making
  • Underwriting
  • Advertising

* No Classroom options are currently available, Tutor only! *

Call & Inquire for pricing information: 614-885-2800