Series 24 Class
The Series 24 exam—the General Securities Principal Qualification Examination (GP)—assesses the competency of an entry-level general securities principal candidate to perform his or her job as a general securities principal.
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer.
The Series 24 contains 150 scored questions & an additional 10 unscored pretest questions.
Passing Score: 70 %
A general securities principal’s supervisory responsibilities are governed by the limitations of his or her representative level registrations. Covered supervisory activities include regulatory compliance over:
- Market making
* No Classroom options are currently available, Tutor only! *
Call & Inquire for pricing information: 614-885-2800